The Series 6 is an exam suited to those wanting to get their foot in the door as a financial professional selling variable annuities and investment company products. Before you can sit for your Series 6 exam, you must have passed your Securities Industry Essentials (SIE) exam.
The best Series 6 exam prep courses offer instructor access, a high pass rate, and pass guarantees. We reviewed a variety of Series 6 exam prep courses to determine the best options available.
Best Overall : ExamFX
ExamFX is the best overall Series 6 exam prep course because of its exam guarantee, instructor support, and simulated exams.
Exam pass guarantee
Multiple quizzes and simulated exams
90-day course access
Must purchase physical materials as add-ons
Doesn’t disclose Series 6 pass rate
ExamFX has helped over 7.5 million people prepare for their securities exams since 1996. A guarantee backs each exam prep course package offering your money back if you fail your licensing exam within three days of scoring 80% or better on the company’s Guarantee Exam.
|Self-Study Package||Video Study Package||Live Online Package|
|90-day course access||All Self-Study Package features||All Video Study Package features|
|Interactive learning portal||OnDemand video lectures||Live online training|
|Online exam simulations||Online flashcards|
In addition to the above packages, ExamFX also offers the following a la carte options. Note that you won’t need to purchase some of these add-ons if you get the Video Study Package or the Live Online Package, as those packages include many of these add-ons.
|On-demand Video Lectures||$45.95|
|Live Online Training||$45.95|
You can purchase ExamFX’s courses before taking your SIE exam, but you won’t be able to take your Series 6 Top-Off exam without having passed your SIE first. Because you only get 90 days to complete this course, it’s best to wait to purchase until after you’ve passed your SIE. That way, you won’t eat into your time limit for the course.
Best Value : Securities Institute of America
Most of Securities Institute of America’s packages are under $100 and offer a pass guarantee, making it the best value option for your Series 6 exam prep course.
Pass guarantee for most packages
90% pass rate
Phone and live chat support
No pass guarantee with eBook or Textbook package
Videos are dry and unengaging
No live class options
A partner of financial publisher John Wiley & Sons (NYSE JW-A), Securities Institute of America has been in business since 1996. If you fail your Series 6 exam within five days of passing your GreenLight exam, you can get your money back with all packages except for the eBook/Textbook package.
|Series 6 Exam Prep Software||Series 6 Exam Prep Mobile eBook or Textbook||Series 6 Textbook & Exam Prep Software||Series 6 Online Video Class||Series 6 Complete Study Solution|
|Pass guarantee||Mobile eBook access||Pass guarantee||Pass guarantee||Pass guarantee|
|Over 1500 questions||Textbook with 199 questions||Textbook||24/7 access for six months||Textbook|
|Works with all major browsers and mobile devices||Practice exam software||Fully interactive videos||Test bank|
|Create your own randomized quizzes||Free shipping||Add exam prep software for $25.99||Online video class|
|6-month access to videos and text bank||10 hours of instruction||Ebook|
|1500-question practice exams||14 chapter tests||Free shipping|
|6-month access to videos and text bank|
Securities Institute of America offers access to all of its packages for six months and you can also purchase tutoring separately. Tutoring rates vary by instructor, so you will have to contact the company directly for pricing. While none of the packages offer live classes, you can contact the support team via chat or phone for help.
Best Self-Paced Course : Securities Training Corporation
Securities Training Corporation has the best self-paced course because it offers tools for every type of learner. Textbooks for highlighting, videos for visual explanations, phone and email access to instructors for questions, and a targeted study plan are perfect for the self-paced learner.
Pass guarantee on two plans
24/7 technical support
Outdated mobile app
No pass guarantee with basic package
For over 50 years, Securities Training Corporation (STC) has helped over a million candidates pass their securities exams. Although it claims to have a 95% pass rate across all of its exams, it doesn’t specify the pass rate for its Series 6 exam.
|Series 6 Top-Off Standard||Series 6 Top-Off Premier||Series 6 Top-Off Premier Plus|
|Instructor hotline||All Top-Off Standard package features||All Top-Off Premier Plus features|
|Crunch time facts||Progress exams||Live virtual or in-person class|
|24/7 tech support||Green Light exams||Recorded live virtual class|
|Free course updates||On-demand lectures|
|Six months of enrollment||Flashcards|
|Online study manual||STC pass guarantee|
|Printed study manual|
While STC offers an iOS and iPad app, the user design isn’t very good, and some users complain about the flashcards not working correctly on it. No matter which package you purchase, the company estimates 45 hours of prep time to pass your Series 6 exam. With six months of course access, that gives you plenty of time to study.
STC also offers a pass guarantee with its two highest plans. If you complete all final exams and Green Light exams with at least 75% but fail your Series 63 exam, you’ll get a refund of your money minus taxes and shipping.
Best for Student Experience : Pass Perfect
Pass Perfect offers the best Series 6 exam prep course because of its performance-based content delivery system. Once you’ve mastered a concept, it gives you content to strengthen your weak areas.
Adaptive content delivery shortens study time
Access and practice exams limits
Doesn’t publish its pass rate
Pass guarantee only offered in one package
No in-person courses
Founded in 1967, Pass Perfect offers securities prep courses with evolving tools to make studying more straightforward and more effective for its candidates. There’s a pass guarantee with its top-tier package, so if you don’t pass your exam on your first try, you can either get a full refund or keep the material until you pass.
|Pass Plus||Pass Plus Pro||Pass Promise|
|Online study guide||All Pass Plus features||All Pass Plus Pro features|
|Interactive dashboard||Print or eBook study guide||Pass guarantee|
|Dynamic study calendar||Digital flashcards||Live virtual review|
|Audio tutorials||Instructor email and phone support|
|Glossary||On-demand virtual review|
|Chapter intro videos|
|In-reading concept questions|
|Chapter, unit mastery, and final comprehensive exams|
Pass Perfect offers a performance-based content system that only gives you content you still need to master so you can shorten your overall study time. Its Pass Promise package includes a live virtual review which consists of a two-day virtual class to help reinforce concepts you’ve learned in the exam prep course. You can also get extra support for any areas you’re struggling with.
With the Pass Plus Pro and Pass Promise packages, you can also access instructors via phone and email. This is helpful if you need additional explanations beyond what you’ve read or seen in your training.
Best Variety of Study Resources : Knopman Marks
Knopman Marks provides the best exam prep course offering a variety of study resources, including an iOS mobile app, textbook, videos, digital flashcards, an online question bank, and more.
Comprehensive package with a variety of study resources
iOS mobile app for studying on-the-go
One-year access to materials
No pass guarantee
It doesn’t specify its Series 6 pass rate but does specify other exam pass rates
Textbook and online question bank are from Kaplan
For 30 years, Knopman Marks (KM) has helped students pass their securities exams. The company knows that students learn best when the usually dry material is made fun and engaging. While it doesn’t specify its Series 6 pass rate, the average pass rate across six of its other top securities exams is 95.67%.
KM’s Series 6 Top-Off Exam Prep Course offers all of the following for a one-time price of $159:
- 6+ hours of video lectures
- Training center access with study guides, videos, and more
- Benchmark and diagnostic exams
- Digital flashcards
- Downloadable supplements
- iOS mobile app
- Online question bank
- Client success team support
- Email updates from instructors with real-time tips and motivation
- Ongoing check-ins from an expert team of instructors, coaches, and staff
- Easy-to-follow action plan
KM estimates you’ll need to study approximately 50-75 hours to pass your exam, although you can access the course for a full year. While there’s no pass guarantee if you don’t pass your exam, you still have the material to retake the exam when you’re ready, provided it's within a year of you purchasing the course.
KM also lets you purchase tutoring with an instructor on an hourly basis. For rates, contact KM directly. Otherwise, this prep course includes everything you need to pass your exam. The Series 6 prep course does not have a live class. Everything is either on-demand or self-paced.
Getting your Series 6 license will allow you to sell variable annuities and investment company products (such as mutual funds)—whether you’re working as a financial advisor at your own broker-dealer or a larger institution. If you’re not already with a broker-dealer, it can help open the door to new career opportunities.
We recommend ExamFX because of its exam guarantee, instructor support, and simulated exams. Your learning style, budget, and time you have to dedicate to studying should factor into which exam prep course you choose.
Compare the Best Series 6 Exam Prep Courses
|Course||Course Format||Individual Tutoring?||Course Access||Cost|
|ExamFX Best Overall||Self-Study, Live, and On-Demand||No||90 days||$89.95–$169.95|
|Securities Institute of America Best Value||Self-Study and On-Demand||Yes||6 months||$48.95–$159|
|Securities Training Corporation Best Self-Paced Course||Self-Study, Live, and On-Demand||No||6 months||$112.50–$225|
|Pass Perfect Best for Student Experience||Self-Study, Live, and On-Demand||No||7 months (or until you pass)||$99–$169|
|Knopman Marks Best Variety of Study Resources||Self-Study and On-Demand||Yes||One year||$150|
Frequently Asked Questions
What Is the Series 6 Top-Off Exam?
The Series 6 Top-Off exam is administered by the Financial Industry Regulatory Authority (FINRA) to broker-dealer representatives and covers customer solicitation and acquisition, account opening, and evaluating customers’ financial profile and investment objectives. It also covers educating customers about investments, recommendations, asset transfers, record-keeping requirements, and obtaining and verifying customers’ purchase and sales instructions.
Having a Series 6 permits the solicitation and sale of the following products:
- Mutual funds (closed-end funds on the initial offering only)
- Variable annuities
- Variable life insurance
- Unit investment trusts (UITs)
- Municipal fund securities
How Much Do Series 6 Exam Prep Courses Cost?
Series 6 exam prep course prices vary but typically range from $50 to just over $200. Self-study courses tend to be cheaper than ones that offer live classes. Private tutoring prices often run $100 per hour, but vary by instructor and institution.
Are Series 6 Prep Exam Prep Courses Worth It?
Taking a Series 6 exam prep course is invaluable in helping you pass your exam, even if you’re already working in the industry. This is because the exam covers a very narrow, in-depth set of job functions; customer acquisition, account opening and investment objectives, records and recommendations, and transactions.
Once you’ve obtained your Series 6, you can begin your entry-level career as an investment company and variable contracts products representative. This also allows you to sell mutual funds and variable annuities.
How Long Does It Take To Complete a Series 6 Exam Prep Course?
If you take too much time to study the material, you may not remember all of the concepts you’ve studied by the time your exam date arrives. For this reason, many exam prep courses give you a limit to how long you have access to the course. For example, some only give you 90 days, while others give you six months.
Expect to spend 40 to 60 hours studying for your Series 6 exam. This means reading through the material, taking practice exams, doing flashcards, and watching videos to grasp certain concepts. Your practice exams are your best indicator of how well you’ll do on the actual exam, so take as many of those as you can.
How Hard Is It to Pass the Series 6 Exam?
The Series 6 exam is more difficult than the Series 63 exam but less difficult than the Series 7. The exam questions aren’t designed to trick you, but the questions are often long and very detailed. Each question will require you to pay careful attention to wording to understand the meaning behind the question.
To best prepare to pass your exam, take a lot of practice exams to verse yourself with the way the questions will appear on the actual Series 6 exam. It’s easier than you think to get a question wrong just because you misread it.
We evaluated 27 different Series 6 exam prep courses and narrowed them down to the best options based on study resources, course flexibility, pass rates, company reputation, instructor access, and costs. Quality of training and student reviews also weighed heavily in our rankings.
Each of our picks also offers reasonable prices, self-study offerings, and a great reputation for helping students pass their exam on their first shot.