The Series 63 exam is designed for people who want to work in sales or services within the financial securities industry. This exam covers state securities acts and their regulated rules and regulations, ethical practices, and fiduciary obligations.
The best exam prep courses offer a high pass rate, student support, and pass guarantees. We reviewed a variety of Series 63 exam prep courses to determine the best options available.
Best Overall : Securities Institute of America
Securities Institute of America is the best overall Series 63 exam prep course because of its high pass rate, reasonable prices, and student support.
90% exam pass rate
Phone and live chat support
No live classes
Videos are dry and unengaging
No pass guarantee for standalone eBook and textbook packages
For over 25 years, Securities Institute of America has offered securities training. In 2013, it began partnering with John Wiley & Sons (NYSE JW-A), a leader in the financial training industry. Its Series 63 exam prep course boasts a 90% pass rate.
|Securities Institute of America Packages|
|Exam Prep Software||Mobile eBook or Textbook||Textbook & Exam Prep Software||Online Video Class||Complete Study Solution|
|Pass guarantee||Mobile eBook access||Pass guarantee||Pass guarantee||Pass guarantee|
|Over 800 questions||Textbook with 201 questions||Textbook||24/7 access for 6 months||Textbook|
|Practice exam software||Fully interactive videos||Test bank|
|Free shipping||Add exam prep software for $25.99||Online video class|
|6-month access to text bank||Ebook|
|6-month access to videos and text bank|
You can also purchase one-on-one tutoring, but Securities Institute does not list prices on its site. Most packages offer a pass guarantee, which means you’ll get your money back if you don’t pass your Series 63 exam within five days of passing the Securities Institute’s Greenlight exam.
You can also access your course for up to six months before you’ll need to pay for the full course again. When you purchase your course, you receive immediate access to your software. There are no live classes—it’s either self-study or on-demand. However, you can get in touch with the support team via phone or chat for help.
Best Value : Kaplan Financial Education
Kaplan Financial Education uses a no-frills approach to teaching, offering just what you need to pass your Series 63 exam at a reasonable price.
Performance Tracker assesses what you need to work on
SecuritiesPro QBank tests you material knowledge
Practice exam replicates a true exam experience
Does not disclose pass rate
No pass guarantee
For over 50 years, Kaplan Financial Education has provided student education in the financial services industry. While it doesn’t disclose its pass rate or offer a pass guarantee like other providers, it’s a leader in securities exam prep with great student reviews.
|Kaplan Financial Education Features|
|Exam tips and content updates||All Basic package features||All Essential package features|
|Practice exam||Video library||Class notes|
|SecuritiesPro QBank||Checkpoint exams|
|Performance tracker||Mastery exam|
|License Exam Manual|
All of Kaplan’s offerings are self-study which you can access online for five months. You can also extend your access for another five months for an additional $49. Each option also provides you with both printed and online material. The License Exam Manual (LEM) is the bulk of your instruction and teaches you the concepts while the rest of the tools help reinforce what you’ve learned.
While Kaplan does not offer flashcards with its courses, many students make their own using the key terms outlined in the LEM. The course also includes a performance tracker that measures your progress and gives you areas you need additional work on.
Best Self-Paced Course : ExamFX
ExamFX provides the best self-paced Series 63 course because of its simulated exams, instructor support offered six days per week, and exam guarantees with every one of its packages.
Instructor support available
Multiple quizzes and simulated exams
90-day course access
Physical materials available for additional purchase
Since 1996, ExamFX has trained over 7.5 million candidates in a variety of securities and insurance exams. Its Series 63 exam pass rate is 94%, and if you don’t pass your exam within three days of scoring 80% or higher on its Guarantee Exam, you’ll receive a full refund of your course cost.
|Self-Study||Video Study||Live Online|
|90-day course access||All Self-Study Package features||All Video Package features|
|Interactive learning portal||OnDemand video lectures||Live online training|
|Online exam simulations||Online flashcards|
Course add-ons include printed flashcards for $34.95, a study guide for $29.95, and a tip sheet for $11.95. No matter which package you purchase, you have 90 days access, although some previous candidates using ExamFX said they passed their securities exam just two weeks after purchase.
If you purchase the Live Online Package, the live class is held two or three times per month (from 10 a.m. to 5 p.m. CT) depending on availability. Students can also contact their instructor for help six days a week. Instructors can also see students’ exam results and will know which areas require additional support.
Best for Student Experience : Securities Training Corporation
Securities Training Corporation (STC) offers Series 63 exam prep courses suited for all types of learners, whether the student needs a physical book to highlight, video explanations, daily instructor support, or a targeted study plan.
Offers a pass guarantee
24/7 technical support
Provides online and printed materials
Pass guarantee not available for its basic plan
Its iOS and iPad app doesn’t have the best design and is rather basic
Progress exams not offered in its Standard package
Founded over 50 years ago, STC offers exam prep courses in over 24 securities examinations. Two of its three Series 63 packages have a pass guarantee, but you might not need it. Across all of its securities and insurance exams, the company boasts a 95% first-time pass rate.
|Securities Training Corporation Packages|
|Instructor hotline||All Standard package features||All Premier package features|
|Crunch time facts||Progress exams||Live virtual or in-person class|
|24/7 tech support||Green Light exams||Recorded live virtual class|
|Free course updates||On-demand lectures|
|6 months of enrollment||Flashcards|
|Online study manual||STC pass guarantee|
|Printed study manual|
After purchasing a package, you have access to the course for six months. If there is a course update during your six months of access, you get free course updates during that period. STC estimates you need approximately 25 hours of study time to pass your Series 63 exam.
A pass guarantee exists for the Premier and Premier Plus packages. If you complete all final exams and Green Light exams with at least 75% and fail your Series 63 exam, you can get a refund of your money minus taxes and shipping.
Its best feature is its student support as every package gives you access to an instructor hotline where you can get unlimited help with questions or difficulties while studying for your exam.
Best Variety of Study Resources : Pass Perfect
Pass Perfect offers the best variety of study resources using its Smart 63 program. Every resource and tool adjusts based on what areas you need help on. Once you’ve mastered each concept, it lets you know when you’re ready to ace the Series 63 exam.
Limited exam access
Performance-based content delivery
Doesn’t publish its pass rate
Pass guarantee only available in one package
More expensive than most options
Launched in 1967, Pass Perfect is an early pioneer in the securities industry. It joined CeriFi in 2018 and offers one of the most comprehensive Series 63 exam prep courses available with its online and printed materials, videos, audio, and a question bank so vast you’re unlikely to ever repeat a question.
|Pass Perfect Packages|
|Pass Plus||Pass Plus Pro||Pass Promise|
|Online study guide||All Pass Plus features||All Pass Plus Pro features|
|Interactive dashboard||Print or eBook study guide||Pass guarantee|
|Dynamic study calendar||Digital flashcards||Live virtual review|
|Audio tutorials||Instructor email and phone support|
|Glossary||On-demand virtual review|
|Chapter intro videos|
|In-reading concept questions|
|Chapter, unit mastery, and final comprehensive exams|
Pass Perfect offers a full refund or the option to access the course until you pass your Series 63 exam if you don’t pass it the first time. While the company doesn’t publish an actual pass rate, it does say that if you complete the entire program and pass its three practice Final Exams with 75% or higher, you have a 97%+ chance of passing your Series 63 exam.
The questions on the practice exams are harder than those on the actual securities exam, so students can feel more prepared when facing the real test. PassPerfect says that you could realistically spend all day Friday and through the weekend studying and pass your exam on Monday. Pass Perfect’s performance-based content delivery technology also assesses your progress and alerts you when you’re proficient enough to pass the Series 63 exam.
Obtaining your Series 63 designation will allow you to provide ethical services and support to your clients, avoid conflicts of interest, and can even help get your foot in the door in the securities industry. Many roles within securities organizations also require a Series 63 designation.
We recommend the Securities Institute of America because of its reasonable prices, student support, and high exam pass rates. Your learning style, budget, and time you have to dedicate to studying should factor into which exam prep course you choose.
Compare the Best Series 63 Exam Prep Courses
|Course||Course Format||Individual Tutoring?||Course Access||Cost|
|Securities Institute of America
|Self-study and on-demand||Yes||6 months||$55.99–$149|
Best Self-Paced Course
|Self-study, live, and on-demand||No||90 days||$69.95–$153.80|
|Securities Training Corporation
Best for Student Experience
|Self-study, live, and on-demand||No||6 months||$76.50–$157.50|
Best Variety of Study Resources
|Self-study, live, and on-demand||No||7 months (or until you pass)||$99 to $179|
|Kaplan Financial Education
|Self-study, live, and on-demand||No||5 months||$59 to $129|
Frequently Asked Questions
What Is the Series 63 Exam?
The Series 63 exam is administered by the Financial Industry Regulatory Authority (FINRA) to broker-dealer representatives and covers the regulation of investment advisors, broker-dealers, securities, issuers, and investment advisor representatives. It also covers remedies and administrative provisions, ethical practices and obligations, and communication with customers and prospects.
How Much Do Series 63 Exam Prep Courses Cost?
Series 63 exam prep course prices vary wildly, but often start around $60 and go up to $160. There are courses outside of these prices—higher prices usually involve tutoring or more hands-on support, and lower prices often just include an eBook or textbook. Aside from your study materials, the cost of the exam itself is $147 paid directly to FINRA.
Are Series 63 Prep Exam Prep Courses Worth It?
Many consider the Series 63 designation a stepping stone in the financial securities industry. Because you don’t have to be sponsored by a securities firm to sit for the exam, many pay for the course themselves and pass the exam before applying to work for a firm.
Having your Series 63 designation can not only increase your job prospects, but it can also allow you to start at higher pay. For example, if you work for a call center at a brokerage firm, you may begin work as a senior call center rep because you came in already licensed, while the rest of your colleagues are studying for their exams.
How Many Hours Should You Study for a Series 63 Exam?
Some courses say that you can study over several months spending a few hours each weekend. Others choose to cram for the exam and spend all day Friday and through the weekend studying to take the exam on Monday.
You should realistically expect to spend around 25 hours studying, depending on your aptitude, ability to grasp concepts, and whether you’ve encountered the material in your professional or educational life. Most people go through the base material and then spend significant time studying weak areas using flashcards and practice exams.
How Hard Is It To Pass the Series 63 Exam?
While the Series 63 exam is not easy, it is considered one of the more entry-level securities exams available. However, many find that it isn’t necessarily the material itself that makes it difficult, but the way the questions are worded on the exam.
Those who’ve taken the exam say it’s far easier than the Series 6 or 7 exams, but it still should not be underestimated. The Series 63 exam covers topics many find dry and full of legalese.
We evaluated 23 different Series 63 exam prep courses and narrowed them down to the best options based on cost, course flexibility, pass rates, and company reputation. Customer service reviews and quality of training also weighed heavily in our rankings.
Each of our picks also offers self-study options, reasonable price points, and a great reputation for helping students pass their Series 63 on their first try.